| COMPANY | TYPE | SHARES | PRICE | VALUE | HELD AFTER | TRADE DATE | FILED |
|---|---|---|---|---|---|---|---|
| NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST | SALE Chief Compliance Officer | 1,230.992 | — | — | 0 | Nov 12, 2021 | Nov 16, 2021 ↗ |
| NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST | SALE Chief Compliance Officer | 2,061.383 | — | — | 0 | Nov 12, 2021 | Nov 16, 2021 ↗ |
| HFRO HIGHLAND OPPORTUNITIES & INCOME FUND | SALE Chief Compliance Officer | 1,548.27 | — | — | 0 | Nov 12, 2021 | Nov 16, 2021 ↗ |
| HFRO HIGHLAND OPPORTUNITIES & INCOME FUND | PURCHASE Chief Compliance Officer | 1,548.27 | — | — | 1,548.27 | Jun 15, 2021 | Jun 17, 2021 ↗ |