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Scott Seese

LPLA
MANAGING DIRECTOR · LPL FINANCIAL HOLDINGS INC. · CIK 0001712038
FILING MIX · LIFETIME31%/69%
BUYS
4
SELLS
9
TOTAL VALUE
$4.20M
COMPANIES
1
ACTIVE SINCE
Feb 2020
HOLDINGS NOW
329
AVG SELL PX
$135.19
TRADE KIND
SHOWING 13 / 13
Trades · vs SPY
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Performance · forward returns vs SPY
3 backtested trades · 8 horizons
Forward-return performance of every backtestable P/S trade by Scott Seese, measured at 8 horizons from 7 days to 2 years. Deduped per economic event so co-filings count once. Excess return = trade return minus SPY return over the same window.
HORIZONTRADESWIN RATEINSIDER RETURNSPY RETURNMEAN EXCESSMEDIAN EXCESST-STAT
7d3+33.33%+1.04%-0.83%+1.88%+2.12%—
14d3+33.33%+3.98%+1.30%+2.69%+4.15%—
30d3+33.33%+3.37%+2.91%+0.46%+3.08%—
60d3+0.00%+10.56%+7.42%+3.13%+3.29%—
90d3+0.00%+8.79%+7.69%+1.10%+1.74%—
180d3+0.00%+12.41%+15.04%-2.63%-5.42%—
1y3+0.00%+36.23%+5.50%+30.73%+23.22%—
2y3+0.00%+74.83%+5.94%+68.89%+80.58%—
How to read this: Insider Returnis the average raw return of the filer's trades over the horizon. SPY Return is what SPY did over those same windows — reference only, not a comparison. The headline alpha number is Mean Excess = Insider − SPY; green means the filer beat SPY, red means they trailed it. Win rate is the share of individual trades where the filer beat SPY. T-statvalues above 2 mean the alpha is unlikely to be chance given the sample size. "Pending" counts trades where the horizon hasn't elapsed yet; their stats are not included in the row average.
Holdings over time
LPLA · 329 shares · as of Jun 14, 2021
09,17518,35027,52536,7002021SHARES HELD
Trading cadence · quarterly flow
BUY ● SELL ●
2020
2020
2020
2020
2021
2021
FLOW · 4 buys / 9 sellsCOVERAGE · 6 quarters
Form 4 filings · all activity
COMPANYTYPESHARESPRICEVALUEHELD AFTERTRADE DATEFILED
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASE
Managing Director
12,521$65.50$820.1K36,700Jun 14, 2021Jun 16, 2021 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Managing Director
12,521$139.10$1.74M24,179Jun 14, 2021Jun 16, 2021 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
SALEGRANT
Gift
1,415——24,179Jun 14, 2021Jun 16, 2021 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Managing Director
12,521——329Jun 14, 2021Jun 16, 2021 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Managing Director
907$130.23$118.1K25,594Feb 26, 2021Mar 1, 2021 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
2,948——26,501Feb 25, 2021Mar 1, 2021 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Managing Director
1,307$132.10$172.7K23,553Feb 25, 2021Mar 1, 2021 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Managing Director
4,661$134.94$629.0K24,860Feb 24, 2021Feb 25, 2021 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Managing Director
4,691$135.41$635.2K29,521Feb 23, 2021Feb 25, 2021 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
11,076——34,212Feb 23, 2021Feb 25, 2021 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
4,364——23,136Feb 25, 2020Feb 27, 2020 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Managing Director
428$84.48$36.2K18,772Feb 25, 2020Feb 27, 2020 ↗
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Managing Director
463$94.86$43.9K19,200Feb 23, 2020Feb 25, 2020 ↗
Other insiders · LPLA
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About this filer
CIK 0001712038
ROLE
Managing Director
PRIMARY
LPLA
COMPANIES
1
ACTIVE SINCE
Feb 2020
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