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Nicole Frances Dubas Schaltenbrand

GLAD
CFO AND TREASURER · GLADSTONE CAPITAL CORP · CIK 0001669323
FILING MIX · LIFETIME100%/0%
BUYS
5
SELLS
0
TOTAL VALUE
$22.8K
COMPANIES
1
ACTIVE SINCE
Mar 2020
HOLDINGS NOW
3,095
AVG SELL PX
TRADE KIND
SHOWING 5 / 5
Trades · vs SPY
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Performance · forward returns vs SPY
5 backtested trades · 8 horizons · 2 pendingHow are these numbers computed? →
Forward-return performance of every backtestable P/S trade by Nicole Frances Dubas Schaltenbrand, measured at 8 horizons from 7 days to 2 years. Deduped per economic event so co-filings count once. Excess return = trade return minus SPY return over the same window.
HORIZONTRADESWIN RATEINSIDER RETURNSPY RETURNMEAN EXCESSMEDIAN EXCESST-STAT
7d5+20.00%-11.66%-3.57%-8.09%-5.83%
14d5+20.00%-11.92%-0.16%-11.76%-10.11%
30d5+40.00%-2.39%+7.86%-10.25%-14.07%
60d5+40.00%-0.55%+9.85%-10.40%-19.10%
90d5+80.00%+9.20%+14.90%-5.70%-8.95%
180d5+60.00%+6.87%+22.67%-15.79%-18.77%
1y5(1 pending)+100.00%+48.12%+42.02%+6.10%+7.38%
2y5(1 pending)+100.00%+72.25%+61.27%+10.98%+13.71%
How to read this: Insider Returnis the average raw return of the filer's trades over the horizon. SPY Return is what SPY did over those same windows — reference only, not a comparison. The headline alpha number is Mean Excess = Insider − SPY; green means the filer beat SPY, red means they trailed it. Win rate is the share of individual trades where the filer beat SPY. T-statvalues above 2 mean the alpha is unlikely to be chance given the sample size. "Pending" counts trades where the horizon hasn't elapsed yet; their stats are not included in the row average.
Holdings over time
GLAD · 3,095 shares · as of Nov 20, 2025
09361,8712,8073,74220212022202320242025SHARES HELD
Trading cadence · quarterly flow
BUY SELL
2020
2020
2020
2020
2021
2021
2021
2021
2022
2022
2022
2022
2023
2023
2023
2023
2024
2024
2024
2024
2025
2025
2025
2025
FLOW · 5 buys / 0 sellsCOVERAGE · 24 quarters
Form 4 filings · all activity
COMPANYTYPESHARESPRICEVALUEHELD AFTERTRADE DATEFILEDDETAILS
GLAD
GLADSTONE CAPITAL CORP
PURCHASE
CFO and Treasurer
496$20.16$10.0K3,095Nov 20, 2025Nov 21, 2025View →
GLAD
GLADSTONE CAPITAL CORP
PURCHASE
CFO and Treasurer
230$10.85$2.5K3,742Feb 22, 2022Feb 23, 2022View →
GLAD
GLADSTONE CAPITAL CORP
PURCHASE
CFO and Treasurer
763$6.55$5.0K763Mar 16, 2020Mar 17, 2020View →
GLAD
GLADSTONE CAPITAL CORP
PURCHASE
CFO and Treasurer
476$7.01$3.3K2,975Mar 12, 2020Mar 13, 2020View →
GLAD
GLADSTONE CAPITAL CORP
PURCHASE
CFO and Treasurer
254$7.90$2.0K2,499Mar 9, 2020Mar 10, 2020View →
Other insiders · GLAD
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About this filer
CIK 0001669323
ROLE
CFO and Treasurer
PRIMARY
GLAD
COMPANIES
1
ACTIVE SINCE
Mar 2020
MARKETPEEL · /INSIDER/0001669323DATA · SEC EDGAR · FORM 4 · CONSOLIDATED TAPE
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