John S. Oakes

OPP

DIRECTOR · RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. · CIK 0001647173

FILING MIX · LIFETIME80%/20%

BUYS

SELLS

TOTAL VALUE

$18.5K

COMPANIES

ACTIVE SINCE

Mar 2020

HOLDINGS NOW

600

AVG SELL PX

—

Trades · vs SPY

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Performance · forward returns vs SPY

2 backtested trades · 8 horizons

Forward-return performance of every backtestable P/S trade by John S. Oakes, measured at 8 horizons from 7 days to 2 years. Deduped per economic event so co-filings count once. Excess return = trade return minus SPY return over the same window.

HORIZON	TRADES	WIN RATE	INSIDER RETURN	SPY RETURN	MEAN EXCESS	MEDIAN EXCESS	T-STAT
7d	2	+0.00%	-0.22%	+2.50%	-2.72%	-2.72%	—
14d	2	+0.00%	-1.09%	+7.11%	-8.20%	-8.20%	—
30d	2	+100.00%	+0.69%	+7.42%	-6.73%	-6.73%	—
60d	2	+100.00%	+5.57%	+14.21%	-8.64%	-8.64%	—
90d	2	+50.00%	+5.61%	+16.68%	-11.07%	-11.07%	—
180d	2	+100.00%	+10.50%	+28.82%	-18.31%	-18.31%	—
1y	2	+100.00%	+25.13%	+54.20%	-29.07%	-29.07%	—
2y	2	+100.00%	+16.00%	+72.97%	-56.97%	-56.97%	—

How to read this: Insider Returnis the average raw return of the filer's trades over the horizon. SPY Return is what SPY did over those same windows — reference only, not a comparison. The headline alpha number is Mean Excess = Insider − SPY; green means the filer beat SPY, red means they trailed it. Win rate is the share of individual trades where the filer beat SPY. T-statvalues above 2 mean the alpha is unlikely to be chance given the sample size. "Pending" counts trades where the horizon hasn't elapsed yet; their stats are not included in the row average.

Holdings over time

OPP · 0 shares · as of Oct 5, 2021

Trading cadence · quarterly flow

BUY ● SELL ●

2020

2021

FLOW · 4 buys / 1 sellsCOVERAGE · 8 quarters

Form 4 filings · all activity

COMPANY	TYPE	SHARES	PRICE	VALUE	HELD AFTER	TRADE DATE	FILED
OPP RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.	SALE	1,768	—	—	0	Oct 5, 2021	Oct 8, 2021 ↗
OPP RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.	PURCHASEGRANT Stock grant	1,768	—	—	1,768	Sep 13, 2021	Oct 8, 2021 ↗
RFMZ RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.	PURCHASE	500	$20.00	$10.0K	500	Feb 24, 2021	Feb 26, 2021 ↗
OPP RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.	PURCHASE	500	$13.00	$6.5K	2,186	Apr 13, 2020	Apr 15, 2020 ↗
RFM RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.	PURCHASE	100	$20.00	$2.0K	100	Mar 31, 2020	Apr 6, 2020 ↗

Other insiders · OPP

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About this filer

CIK 0001647173

ROLE

Director

PRIMARY

OPP

COMPANIES

ACTIVE SINCE

Mar 2020

MARKETPEEL · /INSIDER/0001647173DATA · SEC EDGAR · FORM 4 · CONSOLIDATED TAPE

John S. Oakes

The morning brief, before the bell.