MarketPeel
Insider Trading Intelligence
MA

Matthew J. Audette

LPLA
CHIEF FINANCIAL OFFICER · LPL FINANCIAL HOLDINGS INC. · CIK 0001435098
FILING MIX · LIFETIME19%/81%
BUYS
22
SELLS
95
TOTAL VALUE
$64.16M
COMPANIES
1
ACTIVE SINCE
Feb 2020
HOLDINGS NOW
19,909
AVG SELL PX
$215.55
TRADE KIND
SHOWING 117 / 117
Trades · vs SPY
Loading price series…
Performance · forward returns vs SPY
74 backtested trades · 8 horizons · 45 pending
Forward-return performance of every backtestable P/S trade by Matthew J. Audette, measured at 8 horizons from 7 days to 2 years. Deduped per economic event so co-filings count once. Excess return = trade return minus SPY return over the same window.
HORIZONTRADESWIN RATEINSIDER RETURNSPY RETURNMEAN EXCESSMEDIAN EXCESST-STAT
7d74+36.49%-0.14%+0.03%-0.17%+0.37%-0.29
14d74+47.30%-1.34%-0.44%-0.90%+1.61%-1.10
30d74+60.81%-2.90%+0.45%-3.35%-4.20%-3.10
60d74+60.81%-3.95%+0.77%-4.72%-5.18%-3.00
90d74(6 pending)+60.29%+0.06%+2.14%-1.35%-2.41%-0.70
180d74(10 pending)+46.88%+8.19%+9.20%-1.01%-5.42%-0.30
1y74(10 pending)+10.94%+25.99%+14.56%+11.43%+17.11%3.28
2y74(19 pending)+0.00%+63.16%+29.72%+33.44%+21.30%3.65
How to read this: Insider Returnis the average raw return of the filer's trades over the horizon. SPY Return is what SPY did over those same windows — reference only, not a comparison. The headline alpha number is Mean Excess = Insider − SPY; green means the filer beat SPY, red means they trailed it. Win rate is the share of individual trades where the filer beat SPY. T-statvalues above 2 mean the alpha is unlikely to be chance given the sample size. "Pending" counts trades where the horizon hasn't elapsed yet; their stats are not included in the row average.
Holdings over time
LPLA · 19,909 shares · as of Apr 15, 2026
015,82531,64947,47463,298202120222023202420252026SHARES HELD
Trading cadence · quarterly flow
BUY SELL
2020
2020
2020
2020
2021
2021
2021
2021
2022
2022
2022
2022
2023
2023
2023
2023
2024
2024
2024
2024
2025
2025
2025
2025
2026
2026
FLOW · 22 buys / 95 sellsCOVERAGE · 26 quarters
Form 4 filings · all activity
COMPANYTYPESHARESPRICEVALUEHELD AFTERTRADE DATEFILEDDETAILS
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
189$328.34$62.1K20,504Apr 15, 2026Apr 16, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
106$332.27$35.2K19,803Apr 15, 2026Apr 16, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
220$327.45$72.0K20,693Apr 15, 2026Apr 16, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
595$331.09$197.0K19,909Apr 15, 2026Apr 16, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
330$325.00$107.3K21,052Apr 14, 2026Apr 16, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
139$326.16$45.3K20,913Apr 14, 2026Apr 16, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
506$321.04$162.4K21,835Feb 26, 2026Feb 27, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
348$318.51$110.8K22,615Feb 26, 2026Feb 27, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
453$322.15$145.9K21,382Feb 26, 2026Feb 27, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
274$319.32$87.5K22,341Feb 26, 2026Feb 27, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
6,62422,963Feb 25, 2026Feb 27, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
2,15218,690Feb 25, 2026Feb 27, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
President and CFO
2,351$318.47$748.7K16,339Feb 25, 2026Feb 27, 2026View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
4,588$360.07$1.65M16,538Feb 26, 2025Feb 27, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
President and CFO
4,738$357.36$1.69M15,179Feb 25, 2025Feb 27, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
7,15419,917Feb 25, 2025Feb 27, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
5,94721,126Feb 25, 2025Feb 27, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALEGRANT
Gift
90012,763Feb 6, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
President and CFO
15,8740Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASE
President and CFO
15,874$65.50$1.04M29,537Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
1,417$368.08$521.6K13,663Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
3,173$367.37$1.17M15,080Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
2,900$361.39$1.05M37,367Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASE
President and CFO
12,903$77.53$1.00M42,440Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
3,247$364.37$1.18M33,820Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
5,260$365.37$1.92M28,560Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
10,307$366.40$3.78M18,253Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
2,173$360.00$782.3K40,267Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
President and CFO
12,9030Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
300$362.30$108.7K37,067Feb 5, 2025Feb 7, 2025View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
1,315$267.79$352.1K13,663Feb 26, 2024Feb 27, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
1,219$265.68$323.9K17,591Feb 26, 2024Feb 27, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
2,613$266.68$696.8K14,978Feb 26, 2024Feb 27, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
127$263.41$33.5K19,110Feb 26, 2024Feb 27, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
300$264.37$79.3K18,810Feb 26, 2024Feb 27, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
2,35919,237Feb 25, 2024Feb 27, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
CFO and Head of Business Ops
7,068$263.36$1.86M16,878Feb 25, 2024Feb 27, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
11,30223,946Feb 25, 2024Feb 27, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASE
CFO and Head of Business Ops
27,704$39.48$1.09M40,348Feb 5, 2024Feb 7, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
15,250$248.05$3.78M24,598Feb 5, 2024Feb 7, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
500$246.02$123.0K39,848Feb 5, 2024Feb 7, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
212$251.02$53.2K12,644Feb 5, 2024Feb 7, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
9,595$249.10$2.39M15,003Feb 5, 2024Feb 7, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
CFO and Head of Business Ops
27,7040Feb 5, 2024Feb 7, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE10b5-1
10b5-1 plan
2,147$249.95$536.6K12,856Feb 5, 2024Feb 7, 2024View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
3,574$246.06$879.4K14,653Feb 27, 2023Feb 28, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
1,528$245.30$374.8K18,227Feb 27, 2023Feb 28, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
2,009$247.01$496.2K12,644Feb 27, 2023Feb 28, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
1,77219,755Feb 25, 2023Feb 28, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
14,10426,771Feb 25, 2023Feb 28, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
8,788$247.30$2.17M17,983Feb 25, 2023Feb 28, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
3,387$237.21$803.4K30,036Feb 6, 2023Feb 8, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
3,400$238.49$810.9K26,636Feb 6, 2023Feb 8, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
600$241.50$144.9K12,767Feb 6, 2023Feb 8, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
100$242.29$24.2K12,667Feb 6, 2023Feb 8, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
23$235.47$5.4K33,423Feb 6, 2023Feb 8, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
5,300$240.56$1.27M13,367Feb 6, 2023Feb 8, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
7,969$239.51$1.91M18,667Feb 6, 2023Feb 8, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASE
Chief Financial Officer
20,810$19.85$413.1K33,477Feb 6, 2023Feb 8, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
31$234.48$7.3K33,446Feb 6, 2023Feb 8, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
20,8100Feb 6, 2023Feb 8, 2023View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
20,00020,810Oct 31, 2022Nov 2, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
1,200$260.28$312.3K12,667Oct 31, 2022Nov 2, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASE
Chief Financial Officer
20,000$19.85$397.0K32,667Oct 31, 2022Nov 2, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
3,235$259.49$839.5K13,867Oct 31, 2022Nov 2, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
3,209$254.84$817.8K29,458Oct 31, 2022Nov 2, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
3,669$258.14$947.1K17,102Oct 31, 2022Nov 2, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
4,100$256.71$1.05M20,771Oct 31, 2022Nov 2, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
4,587$255.64$1.17M24,871Oct 31, 2022Nov 2, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
2,300$179.92$413.8K15,847Feb 28, 2022Mar 1, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
1,991$181.85$362.1K12,667Feb 28, 2022Mar 1, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
1,189$181.14$215.4K14,658Feb 28, 2022Mar 1, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
300$178.55$53.6K18,147Feb 28, 2022Mar 1, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
2,38518,447Feb 25, 2022Mar 1, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
11,46423,857Feb 25, 2022Mar 1, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
7,795$182.73$1.42M16,062Feb 25, 2022Mar 1, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASE
Chief Financial Officer
20,000$19.85$397.0K32,393Feb 7, 2022Feb 9, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
13,210$181.14$2.39M16,061Feb 7, 2022Feb 9, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
20,00040,810Feb 7, 2022Feb 9, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
3,122$180.04$562.1K29,271Feb 7, 2022Feb 9, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
1,021$183.03$186.9K12,393Feb 7, 2022Feb 9, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
2,647$182.18$482.2K13,414Feb 7, 2022Feb 9, 2022View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
56$157.61$8.8K12,393May 10, 2021May 12, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
8,498$153.56$1.30M45,085May 10, 2021May 12, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASE
Chief Financial Officer
17,605$42.60$750.0K29,998May 10, 2021May 12, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASE
Chief Financial Officer
33,300$19.85$661.0K63,298May 10, 2021May 12, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
9,715$152.73$1.48M53,583May 10, 2021May 12, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
4,661$156.56$729.7K12,449May 10, 2021May 12, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
2,100$155.93$327.5K17,110May 10, 2021May 12, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
25,875$154.77$4.00M19,210May 10, 2021May 12, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
33,30060,810May 10, 2021May 12, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
17,6050May 10, 2021May 12, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
121$132.65$16.1K12,393Feb 26, 2021Mar 1, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
846$131.97$111.6K12,514Feb 26, 2021Mar 1, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
227$129.96$29.5K13,527Feb 26, 2021Mar 1, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
151$128.85$19.5K13,754Feb 26, 2021Mar 1, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
167$131.01$21.9K13,360Feb 26, 2021Mar 1, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALEGRANT
Gift
1,50011,626Feb 25, 2021Mar 1, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
1,488$132.10$196.6K10,138Feb 25, 2021Mar 1, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
3,76713,905Feb 25, 2021Mar 1, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
8,847$134.94$1.19M13,126Feb 24, 2021Feb 25, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
6,544$135.41$886.1K21,973Feb 23, 2021Feb 25, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
13,68228,517Feb 23, 2021Feb 25, 2021View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
200$89.48$17.9K14,835Nov 9, 2020Nov 11, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
3,900$87.80$342.4K17,335Nov 9, 2020Nov 11, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
4,600$86.90$399.7K21,235Nov 9, 2020Nov 11, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
2,300$88.92$204.5K15,035Nov 9, 2020Nov 11, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
100$84.07$8.4K27,235Nov 9, 2020Nov 11, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
1,400$85.93$120.3K25,835Nov 9, 2020Nov 11, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALEGRANT
Gift
2,00027,335Aug 7, 2020Nov 11, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
21,11041,110Mar 13, 2020Mar 17, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
11,775$59.76$703.7K29,335Mar 13, 2020Mar 17, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
937$84.86$79.5K20,000Feb 26, 2020Feb 27, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
1,095$87.78$96.1K16,732Feb 25, 2020Feb 27, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
PURCHASEGRANT
Stock grant
4,70120,937Feb 25, 2020Feb 27, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
496$84.48$41.9K16,236Feb 25, 2020Feb 27, 2020View →
LPLA
LPL FINANCIAL HOLDINGS INC.
SALE
Chief Financial Officer
616$94.86$58.4K17,827Feb 23, 2020Feb 25, 2020View →
Other insiders · LPLA
Loading peer insiders…
About this filer
CIK 0001435098
ROLE
Chief Financial Officer
PRIMARY
LPLA
COMPANIES
1
ACTIVE SINCE
Feb 2020
MARKETPEEL · /INSIDER/0001435098DATA · SEC EDGAR · FORM 4 · CONSOLIDATED TAPE
FREE · DAILY · 6 AM ET

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