MarketPeel
Insider Trading Intelligence
DS

David Swanson

RIV
DIRECTOR · RIVERNORTH OPPORTUNITIES FUND, INC. · CIK 0001298613
FILING MIX · LIFETIME75%/25%
BUYS
6
SELLS
2
TOTAL VALUE
$52.3K
COMPANIES
3
ACTIVE SINCE
Aug 2020
HOLDINGS NOW
1,906
AVG SELL PX
$8.29
TRADE KIND
SHOWING 8 / 8
Trades · vs SPY
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Performance · forward returns vs SPY
5 backtested trades · 8 horizonsHow are these numbers computed? →
Forward-return performance of every backtestable P/S trade by David Swanson, measured at 8 horizons from 7 days to 2 years. Deduped per economic event so co-filings count once. Excess return = trade return minus SPY return over the same window.
HORIZONTRADESWIN RATEINSIDER RETURNSPY RETURNMEAN EXCESSMEDIAN EXCESST-STAT
7d5+60.00%+0.34%+0.91%-0.56%-0.06%
14d5+60.00%+0.75%+2.17%-1.42%-1.71%
30d5+60.00%+3.29%+3.21%+0.09%-0.89%
60d5+60.00%+5.16%+4.62%+0.54%-1.25%
90d5+80.00%+6.39%+6.19%+0.20%-2.59%
180d5+60.00%+7.72%+9.08%-1.36%-3.77%
1y5+60.00%+8.45%+15.17%-6.72%-9.83%
2y5+40.00%-11.76%+10.78%-22.54%-27.61%
How to read this: Insider Returnis the average raw return of the filer's trades over the horizon. SPY Return is what SPY did over those same windows — reference only, not a comparison. The headline alpha number is Mean Excess = Insider − SPY; green means the filer beat SPY, red means they trailed it. Win rate is the share of individual trades where the filer beat SPY. T-statvalues above 2 mean the alpha is unlikely to be chance given the sample size. "Pending" counts trades where the horizon hasn't elapsed yet; their stats are not included in the row average.
Holdings over time
RIV · 1,376 shares · as of Nov 15, 2021
03446881,0321,3762021SHARES HELD
Trading cadence · quarterly flow
BUY SELL
2020
2020
2021
2021
2021
2021
2022
2022
2022
2022
2023
2023
2023
2023
2024
2024
2024
2024
FLOW · 6 buys / 2 sellsCOVERAGE · 18 quarters
Form 4 filings · all activity
COMPANYTYPESHARESPRICEVALUEHELD AFTERTRADE DATEFILEDDETAILS
OPP
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.
SALEGRANT
Stock grant
1,420$8.29$11.8K0Dec 30, 2024Dec 31, 2024View →
RIV
RIVERNORTH OPPORTUNITIES FUND, INC.
PURCHASE
344$16.81$5.8K1,376Nov 15, 2021Nov 15, 2021View →
OPP
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.
SALE
3550Oct 5, 2021Oct 8, 2021View →
OPP
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.
PURCHASE
355$14.48$5.1K1,420Oct 5, 2021Oct 8, 2021View →
OPP
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.
PURCHASEGRANT
Stock grant
355355Sep 13, 2021Oct 8, 2021View →
OPP
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.
PURCHASE
1,065$14.10$15.0K1,065Nov 19, 2020Nov 20, 2020View →
RIV
RIVERNORTH OPPORTUNITIES FUND, INC.
PURCHASE
258$14.08$3.6K1,032Nov 9, 2020Nov 9, 2020View →
RFM
RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.
PURCHASE
530$20.65$10.9K530Aug 14, 2020Aug 17, 2020View →
Other insiders · RIV
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About this filer
CIK 0001298613
ROLE
Director
PRIMARY
RIV
COMPANIES
3
ACTIVE SINCE
Aug 2020
MARKETPEEL · /INSIDER/0001298613DATA · SEC EDGAR · FORM 4 · CONSOLIDATED TAPE
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