MarketPeel
Insider Trading Intelligence
TB

Thomas W. Brock

USA
INSIDER · LIBERTY ALL STAR EQUITY FUND · CIK 0001280303
FILING MIX · LIFETIME80%/20%
BUYS
4
SELLS
1
TOTAL VALUE
$291.8K
COMPANIES
2
ACTIVE SINCE
Mar 2020
HOLDINGS NOW
145,124
AVG SELL PX
$5.81
TRADE KIND
SHOWING 5 / 5
Trades · vs SPY
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Performance · forward returns vs SPY
5 backtested trades · 8 horizons
Forward-return performance of every backtestable P/S trade by Thomas W. Brock, measured at 8 horizons from 7 days to 2 years. Deduped per economic event so co-filings count once. Excess return = trade return minus SPY return over the same window.
HORIZONTRADESWIN RATEINSIDER RETURNSPY RETURNMEAN EXCESSMEDIAN EXCESST-STAT
7d5+80.00%-0.05%-0.45%+0.40%+0.50%
14d5+60.00%+3.29%+1.98%+1.32%+0.88%
30d5+60.00%+7.39%+3.97%+3.42%+1.00%
60d5+60.00%+11.64%+6.53%+5.12%+4.63%
90d5+80.00%+17.96%+9.59%+8.37%+7.89%
180d5+80.00%+37.46%+19.24%+18.23%+19.12%
1y5+80.00%+59.53%+36.80%+22.73%+20.72%
2y5+80.00%+31.91%+28.34%+3.57%+3.88%
How to read this: Insider Returnis the average raw return of the filer's trades over the horizon. SPY Return is what SPY did over those same windows — reference only, not a comparison. The headline alpha number is Mean Excess = Insider − SPY; green means the filer beat SPY, red means they trailed it. Win rate is the share of individual trades where the filer beat SPY. T-statvalues above 2 mean the alpha is unlikely to be chance given the sample size. "Pending" counts trades where the horizon hasn't elapsed yet; their stats are not included in the row average.
Holdings over time
USA · 85,000 shares · as of Dec 2, 2020
021,25042,50063,75085,000SHARES HELD
Trading cadence · quarterly flow
BUY SELL
2020
2020
2020
2020
FLOW · 4 buys / 1 sellsCOVERAGE · 4 quarters
Form 4 filings · all activity
COMPANYTYPESHARESPRICEVALUEHELD AFTERTRADE DATEFILED
USA
LIBERTY ALL STAR EQUITY FUND
PURCHASE
5,000$6.68$33.4K85,000Dec 2, 2020Dec 2, 2020
USA
LIBERTY ALL STAR EQUITY FUND
PURCHASE
25,000$6.45$161.2K80,000Nov 9, 2020Nov 9, 2020
USA
LIBERTY ALL STAR EQUITY FUND
PURCHASE
6,254$6.19$38.7K55,000Aug 31, 2020Sep 1, 2020
USA
LIBERTY ALL STAR EQUITY FUND
SALE
2,568$5.81$14.9K0Jun 19, 2020Jul 1, 2020
ASG
LIBERTY ALL STAR GROWTH FUND INC.
PURCHASE
10,024$4.34$43.5K60,124Mar 31, 2020Mar 31, 2020
Other insiders · USA
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About this filer
CIK 0001280303
ROLE
Insider
PRIMARY
USA
COMPANIES
2
ACTIVE SINCE
Mar 2020
MARKETPEEL · /INSIDER/0001280303DATA · SEC EDGAR · FORM 4 · CONSOLIDATED TAPE
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