Richard J. Himelfarb

SENIOR VICE PRESIDENT · STIFEL FINANCIAL CORP · CIK 0001206663

FILING MIX · LIFETIME33%/67%

BUYS

SELLS

TOTAL VALUE

$4.07M

COMPANIES

ACTIVE SINCE

Jan 2020

HOLDINGS NOW

112,964

AVG SELL PX

$63.60

Trades · vs SPY

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Performance · forward returns vs SPY

1 backtested trades · 8 horizons

Forward-return performance of every backtestable P/S trade by Richard J. Himelfarb, measured at 8 horizons from 7 days to 2 years. Deduped per economic event so co-filings count once. Excess return = trade return minus SPY return over the same window.

HORIZON	TRADES	WIN RATE	INSIDER RETURN	SPY RETURN	MEAN EXCESS	MEDIAN EXCESS	T-STAT
7d	1	+100.00%	-4.28%	-0.96%	-3.32%	-3.32%	—
14d	1	+100.00%	-0.43%	-3.08%	+2.65%	+2.65%	—
30d	1	+0.00%	+3.71%	+1.71%	+2.00%	+2.00%	—
60d	1	+100.00%	-38.82%	-23.84%	-14.98%	-14.98%	—
90d	1	+100.00%	-38.57%	-15.42%	-23.15%	-23.15%	—
180d	1	+100.00%	-20.73%	-2.03%	-18.69%	-18.69%	—
1y	1	+0.00%	+21.87%	+15.30%	+6.57%	+6.57%	—
2y	1	+0.00%	+73.82%	+44.53%	+29.30%	+29.30%	—

How to read this: Insider Returnis the average raw return of the filer's trades over the horizon. SPY Return is what SPY did over those same windows — reference only, not a comparison. The headline alpha number is Mean Excess = Insider − SPY; green means the filer beat SPY, red means they trailed it. Win rate is the share of individual trades where the filer beat SPY. T-statvalues above 2 mean the alpha is unlikely to be chance given the sample size. "Pending" counts trades where the horizon hasn't elapsed yet; their stats are not included in the row average.

Holdings over time

SF · 112,964 shares · as of Mar 3, 2020

Trading cadence · quarterly flow

BUY ● SELL ●

2020

FLOW · 3 buys / 6 sellsCOVERAGE · 1 quarters

Form 4 filings · all activity

COMPANY	TYPE	SHARES	PRICE	VALUE	HELD AFTER	TRADE DATE	FILED
SF STIFEL FINANCIAL CORP	SALE Senior Vice President	9,197	$63.23	$581.5K	95,177	Mar 3, 2020	Mar 3, 2020 ↗
SF STIFEL FINANCIAL CORP	SALE Senior Vice President	8,590	$63.23	$543.1K	104,374	Mar 3, 2020	Mar 3, 2020 ↗
SF STIFEL FINANCIAL CORP	PURCHASEGRANT Stock grant	22,233	—	—	24,016	Mar 3, 2020	Mar 3, 2020 ↗
SF STIFEL FINANCIAL CORP	SALE Senior Vice President	17,787	$63.23	$1.12M	6,229	Mar 3, 2020	Mar 3, 2020 ↗
SF STIFEL FINANCIAL CORP	PURCHASE Senior Vice President	17,787	$63.23	$1.12M	112,964	Mar 3, 2020	Mar 3, 2020 ↗
SF STIFEL FINANCIAL CORP	SALE Senior Vice President	10,000	$65.07	$650.7K	95,177	Jan 17, 2020	Jan 21, 2020 ↗
SF STIFEL FINANCIAL CORP	SALE Senior Vice President	758	$61.44	$46.6K	105,177	Jan 2, 2020	Jan 6, 2020 ↗
SF STIFEL FINANCIAL CORP	SALE Senior Vice President	2,161	—	—	1,783	Jan 2, 2020	Jan 6, 2020 ↗
SF STIFEL FINANCIAL CORP	PURCHASE Senior Vice President	2,161	—	—	105,935	Jan 2, 2020	Jan 6, 2020 ↗

Other insiders · SF

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About this filer

CIK 0001206663

ROLE

Senior Vice President

PRIMARY

COMPANIES

ACTIVE SINCE

Jan 2020

MARKETPEEL · /INSIDER/0001206663DATA · SEC EDGAR · FORM 4 · CONSOLIDATED TAPE

Richard J. Himelfarb

The morning brief, before the bell.