| COMPANY | TYPE | SHARES | PRICE | VALUE | HELD AFTER | TRADE DATE | FILED |
|---|---|---|---|---|---|---|---|
| GNW GENWORTH FINANCIAL INC | PURCHASEGRANT Stock grant | 19,387.302 | — | — | 476,442.954 | Mar 31, 2021 | Apr 1, 2021 ↗ |
| GNW GENWORTH FINANCIAL INC | PURCHASEGRANT Stock grant | 16,360.914 | — | — | 457,055.652 | Sep 30, 2020 | Oct 1, 2020 ↗ |
| GNW GENWORTH FINANCIAL INC | PURCHASEGRANT Stock grant | 22,313.064 | — | — | 440,694.738 | Jun 30, 2020 | Jul 1, 2020 ↗ |
| GNW GENWORTH FINANCIAL INC | PURCHASEGRANT Stock grant | 16,326.022 | — | — | 418,381.674 | Mar 31, 2020 | Apr 1, 2020 ↗ |
| LPLA LPL FINANCIAL HOLDINGS INC. | PURCHASEGRANT Stock grant | 9 | — | — | 95,214 | Mar 31, 2020 | Apr 2, 2020 ↗ |
| LPLA LPL FINANCIAL HOLDINGS INC. | PURCHASEGRANT Stock grant | 44 | — | — | 95,258 | Mar 31, 2020 | Apr 2, 2020 ↗ |
| GNW GENWORTH FINANCIAL INC | PURCHASEGRANT Stock grant | 3,485.079 | — | — | 402,055.652 | Dec 31, 2019 | Jan 2, 2020 ↗ |