MarketPeel
Insider Trading Intelligence
GZ

Gifford R. Zimmerman

NEA
CCO AND VICE PRESIDENT · NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND · CIK 0001189654
FILING MIX · LIFETIME31%/69%
BUYS
4
SELLS
9
TOTAL VALUE
$246.9K
COMPANIES
7
ACTIVE SINCE
Jan 2020
HOLDINGS NOW
3,000
AVG SELL PX
$15.53
TRADE KIND
SHOWING 13 / 13
Trades · vs SPY
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Performance · forward returns vs SPY
9 backtested trades · 8 horizons
Forward-return performance of every backtestable P/S trade by Gifford R. Zimmerman, measured at 8 horizons from 7 days to 2 years. Deduped per economic event so co-filings count once. Excess return = trade return minus SPY return over the same window.
HORIZONTRADESWIN RATEINSIDER RETURNSPY RETURNMEAN EXCESSMEDIAN EXCESST-STAT
7d9+55.56%+0.84%+0.42%+0.42%+0.97%
14d9+44.44%+1.07%+1.19%-0.12%-0.35%
30d9+44.44%+1.47%+1.91%-0.44%-0.56%
60d9+55.56%+1.31%+3.71%-2.40%-1.97%
90d9+66.67%+0.54%+3.19%-2.66%-3.70%
180d9+77.78%+1.30%+5.88%-4.58%-8.51%
1y9+77.78%-4.21%+0.35%-4.57%-5.23%
2y9+88.89%-12.54%+8.96%-21.50%-31.96%
How to read this: Insider Returnis the average raw return of the filer's trades over the horizon. SPY Return is what SPY did over those same windows — reference only, not a comparison. The headline alpha number is Mean Excess = Insider − SPY; green means the filer beat SPY, red means they trailed it. Win rate is the share of individual trades where the filer beat SPY. T-statvalues above 2 mean the alpha is unlikely to be chance given the sample size. "Pending" counts trades where the horizon hasn't elapsed yet; their stats are not included in the row average.
Holdings over time
NEA · 0 shares · as of Sep 15, 2021
02505007501,000SHARES HELD
Trading cadence · quarterly flow
BUY SELL
2020
2020
2020
2020
2021
2021
2021
2021
2022
FLOW · 4 buys / 9 sellsCOVERAGE · 9 quarters
Form 4 filings · all activity
COMPANYTYPESHARESPRICEVALUEHELD AFTERTRADE DATEFILEDDETAILS
JLS
NUVEEN MORTGAGE & INCOME FUND/MA/
PURCHASE
CCO and Vice President
1,000$19.12$19.1K1,000Feb 11, 2022Feb 11, 2022View →
DIAX
NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND
SALE
CCO and Vice President
1,000$17.19$17.2K0Nov 30, 2021Nov 30, 2021View →
NEA
NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND
SALE
CCO and Vice President
1,000$15.97$16.0K0Sep 15, 2021Sep 15, 2021View →
NAD
NUVEEN QUALITY MUNICIPAL INCOME FUND
SALE
CCO and Vice President
1,000$16.28$16.3K1,000Jul 28, 2021Jul 29, 2021View →
NAD
NUVEEN QUALITY MUNICIPAL INCOME FUND
SALE
CCO and Vice President
1,500$16.27$24.4K2,000Jul 14, 2021Jul 15, 2021View →
NEA
NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND
SALE
CCO and Vice President
2,056$15.54$32.0K1,000Jun 18, 2021Jun 18, 2021View →
NZF
NUVEEN MUNICIPAL CREDIT INCOME FUND
SALE
CCO and Vice President
694$17.13$11.9K0.431Jun 11, 2021Jun 11, 2021View →
NIQ
NIQ GLOBAL INTELLIGENCE PLC
SALE
CCO and Vice President
2,486$14.70$36.5K0Apr 28, 2021Apr 28, 2021View →
QQQX
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND
PURCHASE
Secretary
1,000$14.13$14.1K1,000Nov 10, 2020Nov 11, 2020View →
QQQX
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND
PURCHASE
Secretary
1,000$14.13$14.1K1,000Nov 10, 2020Nov 11, 2020View →
DIAX
NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND
PURCHASE
Secretary
1,000$14.13$14.1K1,000Nov 10, 2020Nov 12, 2020View →
NIQ
NIQ GLOBAL INTELLIGENCE PLC
SALE
Secretary
514$14.31$7.4K2,486Oct 5, 2020Oct 13, 2020View →
NIQ
NIQ GLOBAL INTELLIGENCE PLC
SALE
Secretary
1,686$14.14$23.8K3,000Jan 21, 2020Jan 22, 2020View →
Other insiders · NEA
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About this filer
CIK 0001189654
ROLE
CCO and Vice President
PRIMARY
NEA
COMPANIES
7
ACTIVE SINCE
Jan 2020
MARKETPEEL · /INSIDER/0001189654DATA · SEC EDGAR · FORM 4 · CONSOLIDATED TAPE
FREE · DAILY · 6 AM ET

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