Daniel Gelatt

PFG

DIRECTOR · PRINCIPAL FINANCIAL GROUP INC · CIK 0001166856

FILING MIX · LIFETIME100%/0%

BUYS

SELLS

TOTAL VALUE

$3.00M

COMPANIES

ACTIVE SINCE

Feb 2020

HOLDINGS NOW

193,824

AVG SELL PX

—

Trades · vs SPY

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Performance · forward returns vs SPY

4 backtested trades · 8 horizons

Forward-return performance of every backtestable P/S trade by Daniel Gelatt, measured at 8 horizons from 7 days to 2 years. Deduped per economic event so co-filings count once. Excess return = trade return minus SPY return over the same window.

HORIZON	TRADES	WIN RATE	INSIDER RETURN	SPY RETURN	MEAN EXCESS	MEDIAN EXCESS	T-STAT
7d	4	+50.00%	-9.75%	-4.14%	-5.61%	-5.61%	—
14d	4	+50.00%	-7.08%	-4.68%	-2.40%	-2.40%	—
30d	4	+50.00%	+0.50%	+2.38%	-1.87%	-1.87%	—
60d	4	+100.00%	+7.46%	+8.34%	-0.89%	-0.89%	—
90d	4	+50.00%	+15.20%	+10.49%	+4.71%	+4.71%	—
180d	4	+100.00%	+22.85%	+21.76%	+1.09%	+1.09%	—
1y	4	+100.00%	+71.33%	+40.95%	+30.38%	+30.38%	—
2y	4	+100.00%	+88.82%	+42.81%	+46.01%	+46.01%	—

How to read this: Insider Returnis the average raw return of the filer's trades over the horizon. SPY Return is what SPY did over those same windows — reference only, not a comparison. The headline alpha number is Mean Excess = Insider − SPY; green means the filer beat SPY, red means they trailed it. Win rate is the share of individual trades where the filer beat SPY. T-statvalues above 2 mean the alpha is unlikely to be chance given the sample size. "Pending" counts trades where the horizon hasn't elapsed yet; their stats are not included in the row average.

Holdings over time

PFG · 193,824 shares · as of Jun 26, 2020

Trading cadence · quarterly flow

BUY ● SELL ●

2020

FLOW · 7 buys / 0 sellsCOVERAGE · 2 quarters

Form 4 filings · all activity

COMPANY	TYPE	SHARES	PRICE	VALUE	HELD AFTER	TRADE DATE	FILED
PFG PRINCIPAL FINANCIAL GROUP INC	PURCHASE	6,083	$35.92	$218.5K	193,824	Jun 26, 2020	Jun 30, 2020 ↗
PFG PRINCIPAL FINANCIAL GROUP INC	PURCHASE	22,065	$35.41	$781.3K	187,741	Jun 26, 2020	Jun 30, 2020 ↗
PFG PRINCIPAL FINANCIAL GROUP INC	PURCHASEGRANT Stock grant	0	—	—	193,824	Jun 26, 2020	Jul 1, 2020 ↗
PFG PRINCIPAL FINANCIAL GROUP INC	PURCHASEGRANT Stock grant	978	—	—	194,802	Mar 27, 2020	Mar 31, 2020 ↗
PFG PRINCIPAL FINANCIAL GROUP INC	PURCHASE	22,065	$35.41	$781.3K	187,741	Mar 10, 2020	Mar 12, 2020 ↗
PFG PRINCIPAL FINANCIAL GROUP INC	PURCHASE	6,083	$35.92	$218.5K	193,824	Mar 10, 2020	Mar 12, 2020 ↗
PFG PRINCIPAL FINANCIAL GROUP INC	PURCHASEGRANT Stock grant	21,174	$47.23	$1.00M	165,676	Feb 27, 2020	Mar 2, 2020 ↗

Other insiders · PFG

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About this filer

CIK 0001166856

ROLE

Director

PRIMARY

PFG

COMPANIES

ACTIVE SINCE

Feb 2020

MARKETPEEL · /INSIDER/0001166856DATA · SEC EDGAR · FORM 4 · CONSOLIDATED TAPE

Daniel Gelatt

The morning brief, before the bell.