| COMPANY | TYPE | SHARES | PRICE | VALUE | HELD AFTER | TRADE DATE | FILED |
|---|---|---|---|---|---|---|---|
| GECC GREAT ELM CAPITAL CORP. | SALE | 5,425,644 | — | — | 0 | Dec 29, 2020 | Dec 31, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | SALE | 429,150 | — | — | 0 | Dec 29, 2020 | Dec 31, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASE | 9,089 | — | — | 429,150 | Dec 21, 2020 | Dec 23, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASE | 97,294 | — | — | 5,425,644 | Dec 21, 2020 | Dec 23, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASE | 160,492 | — | — | 5,328,350 | Nov 20, 2020 | Nov 24, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASE | 12,652 | — | — | 420,061 | Nov 20, 2020 | Nov 24, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASE | 59,089 | — | — | 5,167,858 | Oct 21, 2020 | Oct 23, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASE | 6,858 | — | — | 407,409 | Oct 21, 2020 | Oct 23, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASE | 863,337 | $2.95 | $2.55M | 5,108,769 | Oct 1, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | SALE | 151,894 | — | — | 0 | Sep 28, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASE | 2,103,194 | $2.95 | $6.20M | 4,245,432 | Sep 28, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASE | 151,894 | $2.95 | $448.1K | 400,551 | Sep 28, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | SALE | 2,103,194 | — | — | 0 | Sep 28, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASEGRANT Stock grant | 4,532 | — | — | 248,657 | Sep 21, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASEGRANT Stock grant | 39,044 | — | — | 2,142,238 | Sep 21, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASEGRANT Stock grant | 31,546 | — | — | 2,103,194 | Aug 21, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASEGRANT Stock grant | 4,337 | — | — | 244,125 | Aug 21, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASEGRANT Stock grant | 4,641 | — | — | 239,788 | Jul 15, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASEGRANT Stock grant | 28,214 | — | — | 2,071,648 | Jul 15, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASEGRANT Stock grant | 4,447 | — | — | 235,147 | Jun 15, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASEGRANT Stock grant | 26,939 | — | — | 2,043,434 | Jun 15, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASEGRANT Stock grant | 5,700 | — | — | 230,700 | May 15, 2020 | Oct 1, 2020 ↗ |
| GECC GREAT ELM CAPITAL CORP. | PURCHASEGRANT Stock grant | 49,828 | — | — | 2,016,495 | May 15, 2020 | Oct 1, 2020 ↗ |